Securities and franchise interprative opinions and exemptions, 1970-[ongoing]

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Securities and franchise interprative opinions and exemptions, 1970-[ongoing]

Opinions under the securities and franchise laws, Wis. Stat. 551.64(5) and 553.75(5), interpreting applicability of those laws to specific fact situations and confirming whether specific exemptions from the registration requirement under those laws are available for use.

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Wisconsin. Office of the Commissioner of Securities

http://n2t.net/ark:/99166/w6zd3bwk (corporateBody)

The office of the Commissioner of Securities was established by Chapter 75, Laws of 1967. It succeeded the Dept. of Securities (WIHV87-A1273). Under 1995 Wisconsin Act 27, the Office and its divisions were transferred to the newly created Division of Securities (WIHV97-A358) within the Dept. of Financial Institutions (WIHV96-A846), effective July 1, 1996. The above form of the name is used in Wisconsin State Archives' database entries for all appropriate records, dating 1967-1996. ...